Note: This file does not form part of the LCD or CS sites. The
files on those sites are the only official versions of the CPRs and related material.
Please also note that the cross-references are not claimed to be
comprehensive.
(In this YAWS version a few editorial alterations have been made to the
description of the CPR and Practice Directions, eg references to Part 3.8 have been changed to Rule 3.8, to
ensure consistency with the remainder of the site.)
Statutory Instruments printed from this website are printed under the superintendence and authority of the Controller of HMSO being the Queen's Printer of Acts of Parliament.
The legislation contained on this web site is subject to Crown Copyright protection. It may be reproduced free of charge provided that it is reproduced accurately and that the source and copyright status of the material is made evident to users.
It should be noted that the right to reproduce the text of Statutory Instruments does not extend to the Queen's Printer imprints which should be removed from any copies of the Statutory Instrument which are issued or made available to the public. This includes reproduction of the Statutory Instrument on the Internet and on intranet sites. The Royal Arms may be reproduced only where they are an integral part of the original document.
The text of this Internet version of the Statutory Instrument which is published by the Queen's Printer of Acts of Parliament has been prepared to reflect the text as it was Made. A print version is also available and is published by The Stationery Office Limited as the The Court of Protection Rules 2007, ISBN 9780110777474. The print version may be purchased by clicking here. Braille copies of this Statutory Instrument can also be purchased at the same price as the print edition by contacting TSO Customer Services on 0870 600 5522 or e-mail: customer.services@tso.co.uk.
Further information about the publication of legislation on this website can be found by referring to the Frequently Asked Questions.
To ensure fast access over slow connections, large documents have been segmented into "chunks". Where you see a "continue" button at the bottom of the page of text, this indicates that there is another chunk of text available.
The President of the Family Division of the High Court (the judicial office holder nominated by the Lord Chief Justice) with the agreement of the Lord Chancellor, makes the following Rules in exercise of the powers conferred by sections 49(5), 50(2), 51, 53(2) and (4), 55, 56 and 65(1) of the Mental Capacity Act 2005[1], and in accordance with Part 1 of Schedule 1 to the Constitutional Reform Act 2005[2].
PART 1
PRELIMINARY
Title and commencement 1.
These Rules may be cited as the Court of Protection Rules 2007 and come into force on 1 October 2007.
The overriding objective 3.
—(1) These Rules have the overriding objective of enabling the court to deal with a case justly, having regard to the principles contained in the Act.
(2) The court will seek to give effect to the overriding objective when it—
(a) exercises any power under these Rules; or
(b) interprets any rule or practice direction.
(3) Dealing with a case justly includes, so far as is practicable—
(a) ensuring that it is dealt with expeditiously and fairly;
(b) ensuring that P's interests and position are properly considered;
(c) dealing with the case in ways which are proportionate to the nature, importance and complexity of the issues;
(d) ensuring that the parties are on an equal footing;
(e) saving expense; and
(f) allotting to it an appropriate share of the court's resources, while taking account of the need to allot resources to other cases.
The duty of the parties 4.
The parties are required to help the court to further the overriding objective.
Court's duty to manage cases 5.
—(1) The court will further the overriding objective by actively managing cases.
(2) Active case management includes—
(a) encouraging the parties to co-operate with each other in the conduct of the proceedings;
"applicant" means a person who makes, or who seeks permission to make, an application to the court;
"application form" means the document that is to be used to begin proceedings in accordance with Part 9 of these Rules or any other provision of these Rules or the practice directions which requires the use of an application form;
"application notice" means the document that is to be used to make an application in accordance with Part 10 of these Rules or any other provision of these Rules or the practice directions which requires the use of an application notice;
"attorney" means the person appointed as such by an enduring power of attorney created, or purporting to have been created, in accordance with the regulations mentioned in paragraph 2 of Schedule 4 to the Act;
"business day" means a day other than—
(a) a Saturday, Sunday, Christmas Day or Good Friday; or
(b) a bank holiday in England and Wales, under the Banking and Financial Dealings Act 1971[5];
"child" means a person under 18;
"court" means the Court of Protection;
"deputy" means a deputy appointed under the Act;
"donee" means the donee of a lasting power of attorney;
"donor" means the donor of a lasting power of attorney, except where this expression is used in rule 68 or 201(5) (where it means the donor of an enduring power of attorney);
"enduring power of attorney" means an instrument created in accordance with such of the regulations mentioned in paragraph 2 of Schedule 4 to the Act as applied when it was executed;
"filing" in relation to a document means delivering it, by post or otherwise, to the court office;
"judge" means a judge nominated to be a judge of the court under the Act;
"lasting power of attorney" has the meaning given in section 9 of the Act;
"legal representative" means a barrister or a solicitor, solicitor's employee or other authorised litigator (as defined in the Courts and Legal Services Act 1990Acts[6]) who has been instructed to act for a party in relation to any application;
"LSC funded client" means an individual who receives services funded by the Legal Services Commission as part of the Community Legal Service within the meaning of Part I of the Access to Justice Act 1999[7];
"order" includes a declaration made by the court;
"P" means any person (other than a protected party) who lacks or, so far as consistent with the context, is alleged to lack capacity to make a decision or decisions in relation to any matter that is the subject of an application to the court and references to a person who lacks capacity are to be construed in accordance with the Act;
"party" is to be construed in accordance with rule 73;
"permission form" means the form that is to be used to make an application for permission to begin proceedings in accordance with Part 8 of these Rules;
"personal welfare" is to be construed in accordance with section 17 of the Act;
"President" and "Vice-President" refer to those judges appointed as such under section 46(3)(a) and (b) of the Act;
"property and affairs" is to be construed in accordance with section 18 of the Act;
"protected party" means a party or an intended party (other than P or a child) who lacks capacity to conduct the proceedings;
"respondent" means a person who is named as a respondent in the application form or notice, as the case may be;
"Senior Judge" means the judge who has been nominated to be Senior Judge under section 46(4) of the Act, and references in these Rules to a circuit judge include the Senior Judge;
"Visitor" means a person appointed as such by the Lord Chancellor under section 61 of the Act.
Court officers 7.
—(1) Where these Rules permit or require the court to perform an act of a purely formal or administrative character, that act may be performed by a court officer.
(2) A requirement that a court officer carry out any act at the request of any person is subject to the payment of any fee required by a fees order for the carrying out of that act.
Computation of time 8.
—(1) This rule shows how to calculate any period of time which is specified—
(a) by these Rules;
(b) by a practice direction; or
(c) in an order or direction of the court.
(2) A period of time expressed as a number of days must be computed as clear days.
(3) In this rule "clear days" means that in computing the number of days—
(a) the day on which the period begins; and
(b) if the end of the period is defined by reference to an event, the day on which that event occurs,
are not included.
(4) Where the specified period is 7 days or less, and would include a day which is not a business day, that day does not count.
(5) When the specified period for doing any act at the court office ends on a day on which the office is closed, that act will be done in time if done on the next day on which the court office is open.
Application of the Civil Procedure Rules 9.
In any case not expressly provided for by these Rules or the practice directions made under them, the Civil Procedure Rules 1998[8] (including any practice directions made under them) may be applied with any necessary modifications, insofar as is necessary to further the overriding objective.
Documents used in court proceedings 10.
—(1) The court will seal or otherwise authenticate with the stamp of the court the following documents on issue—
(e) any other document which a rule or practice direction requires to be sealed or stamped.
(2) Where these Rules or any practice direction require a document to be signed, that requirement is satisfied if the signature is printed by computer or other mechanical means.
(3) A practice direction may make provision for documents to be filed or sent to the court by—
(a) facsimile; or
(b) other means.
Documents required to be verified by a statement of truth 11.
—(1) The following documents must be verified by a statement of truth—
(a) a permission form, an application form or an application notice, where the applicant seeks to rely upon matters set out in the document as evidence;
(b) in the case of a witness statement, by the maker of the statement.
(5) A statement of truth which is not contained in the document which it verifies must clearly identify that document.
(6) A statement of truth in a permission form, an application form or an application notice may be made by—
(a) a person who is not a party; or
(b) two or more parties jointly,
where this is permitted by a relevant practice direction.
Failure to verify a document 12.
If a permission form, application form or application notice is not verified by a statement of truth, the applicant may not rely upon the document as evidence of any of the matters set out in it unless the court permits.
Failure to verify a witness statement 13.
If a witness statement is not verified by a statement of truth, it shall not be admissible in evidence unless the court permits.
False statements 14.
—(1) Proceedings for contempt of court may be brought against a person if he makes, or causes to be made, a false statement in a document verified by a statement of truth without an honest belief in its truth.
(2) Proceedings under this rule may be brought only—
(a) by the Attorney General; or
(b) with the permission of the court.
Personal details 15.
—(1) Where a party does not wish to reveal—
(a) his home address or telephone number;
(b) P's home address or telephone number;
(c) the name of the person with whom P is living (if that person is not the applicant); or
(d) the address or telephone number of his place of business, or the place of business of any of the persons mentioned in sub-paragraphs (b) or (c),
he must provide those particulars to the court.
(2) Where paragraph (1) applies, the particulars given will not be revealed to any person unless the court so directs.
(3) Where a party changes his home address during the course of the proceedings, he must give notice of the change to the court.
(4) Where a party does not reveal his home address, he must nonetheless provide an address for service which must be within the jurisdiction of the court.
Supply of documents to a party from court records 16.
Unless the court orders otherwise, a party to proceedings may inspect or obtain from the records of the court a copy of—
(a) any document filed by a party to the proceedings; or
(b) any communication in the proceedings between the court and—
Supply of documents to a non-party from court records 17.
—(1) Subject to rules 20 and 92(2), a person who is not a party to proceedings may inspect or obtain from the court records a copy of any judgment or order given or made in public.
(2) The court may, on an application made to it, authorise a person who is not a party to proceedings to—
(a) inspect any other documents in the court records; or
(b) obtain a copy of any such documents, or extracts from such documents.
(3) A person making an application for an authorisation under paragraph (2) must do so in accordance with Part 10.
(4) Before giving an authorisation under paragraph (2), the court will consider whether any document is to be provided on an edited basis.
Subsequent use of court documents 18.
—(1) Where a document has been filed or disclosed, a party to whom it was provided may use the document only for the purpose of the proceedings in which it was filed or disclosed, except where—
(a) the document has been read to or by the court or referred to at a public hearing; or
(b) the court otherwise permits.
(2) Paragraph (1)(a) is subject to any order of the court made under rule 92(2).
Editing information in court documents 19.
—(1) A party may apply to the court for an order that a specified part of a document is to be edited prior to the document's service or disclosure.
(2) An order under paragraph (1) may be made at any time.
(3) Where the court makes an order under this rule any subsequent use of that document in the proceedings shall be of the document as edited, unless the court directs otherwise.
(4) An application under this rule must be made in accordance with Part 10.
Public Guardian to be supplied with court documents relevant to supervision of deputies 20.
—(1) This rule applies in any case where the court makes an order—
(a) appointing a person to act as a deputy; or
(b) varying an order under which a deputy has been appointed.
(2) Subject to paragraphs (3) and (6), the Public Guardian is entitled to be supplied with a copy of qualifying documents if he reasonably considers that it is necessary for him to have regard to them in connection with the discharge of his functions under section 58 of the Act in relation to the supervision of deputies.
(3) The court may direct that the right to be supplied with documents under paragraph (2) does not apply in relation to such one or more documents, or descriptions of documents, as the court may specify.
(4) A direction under paragraph (3) or (6) may be given—
(a) either on the court's own initiative or on an application made to it; and
(b) either—
(i) at the same time as the court makes the order which appoints the deputy, or which varies it; or
(ii) subsequently.
(5) "Qualifying documents" means documents which—
(a) are filed in court in connection with the proceedings in which the court makes the order referred to in paragraph (1); and
(b) are relevant to—
(i) the decision to appoint the deputy;
(ii) any powers conferred on him;
(iii) any duties imposed on him; or
(iv) any other terms applying to those powers and duties which are contained in the order.
(6) The court may direct that any document is to be provided to the Public Guardian on an edited basis.
Provision of court order to Public Guardian 21.
Any order of the court requiring the Public Guardian to do something, or not to do something, will be served by the court on the Public Guardian as soon as practicable and in any event not later than 7 days after the order was made.
Amendment of application 22.
—(1) The court may allow or direct an applicant, at any stage of the proceedings, to amend his application form or notice.
(2) The amendment may be effected by making in writing the necessary alterations to the application form or notice, but if the amendments are so numerous or of such a nature or length that written alteration would make it difficult or inconvenient to read, a fresh document amended as allowed or directed may be issued.
Clerical mistakes or slips 23.
The court may at any time correct any clerical mistakes in an order or direction or any error arising in an order or direction from any accidental slip or omission.
Endorsement of amendment 24.
Where an application form or notice, order or direction has been amended under this Part, a note shall be placed on it showing the date on which it was amended and the alteration shall be sealed.
The court's general powers of case management 25.
—(1) The list of powers in this rule is in addition to any powers given to the court by any other rule or practice direction or by any other enactment or any powers it may otherwise have.
(2) The court may—
(a) extend or shorten the time for compliance with any rule, practice direction, or court order or direction (even if an application for extension is made after the time for compliance has expired);
(m) take any step or give any direction for the purpose of managing the case and furthering the overriding objective.
(3) A judge to whom a matter is allocated may, if he considers that the matter is one which ought properly to be dealt with by another judge, transfer the matter to such a judge.
(4) Where the court gives directions it may take into account whether or not a party has complied with any rule or practice direction.
(5) The court may make any order it considers appropriate even if a party has not sought that order.
(6) A power of the court under these Rules to make an order includes a power to vary or revoke the order;
(7) Rules 25.12 to 25.15 of the Civil Procedure Rules 1998 (which make provision about security for costs) apply in proceedings to which these Rules apply as if the references in those Rules to "defendant" and "claimant" were to "respondent" and "applicant" respectively.
Court's power to dispense with requirement of any rule 26.
In addition to its general powers and the powers listed in rule 25, the court may dispense with the requirement of any rule.
Exercise of powers on the court's own initiative 27.
—(1) Except where these Rules or some other enactment make different provision, the court may exercise its powers on its own initiative.
(2) The court may make an order on its own initiative without hearing the parties or giving them the opportunity to make representations.
(3) Where the court proposes to make an order on its own initiative it may give the parties and any person it thinks fit an opportunity to make representations and, where it does so, it will specify the time by which, and the manner in which, the representations must be made.
(4) Where the court proposes—
(a) to make an order on its own initiative; and
(b) to hold a hearing to decide whether to make the order,
it will give the parties and may give any other person it thinks likely to be affected by the order at least 3 days' notice of the hearing.
General power of the court to rectify matters where there has been an error of procedure 28.
Where there has been an error of procedure, such as a failure to comply with a rule or practice direction—
(a) the error does not invalidate any step taken in the proceedings unless the court so orders; and
(b) the court may waive the error or require it to be remedied or may make such other order as appears to the court to be just.
Scope 29.
—(1) Subject to paragraph (2), the rules in this Part apply to—
(a) the service of documents; and
(b) to the requirement under rule 70 for a person to be notified of the issue of an application form,
and references to "serve", "service", "notice" and "notify", and kindred expressions shall be construed accordingly.
(2) The rules in this Part do not apply where—
(a) any other enactment, a rule in another Part or a practice direction makes different provision; or
(b) the court directs otherwise.
Who is to serve 30.
—(1) The general rule is that the following documents will be served by the court—
(a) an order or judgment of the court;
(b) an acknowledgment of service or notification; and
(c) except where the application is for an order for committal, a notice of hearing.
(2) Any other document is to be served by the party seeking to rely upon it, except where—
(a) a rule or practice direction provides otherwise; or
(b) the court directs otherwise.
(3) Where the court is to serve a document—
(a) it is for the court to decide which of the methods of service specified in rule 31 is to be used; and
(b) if the document is being served on behalf of a party, that party must provide sufficient copies.
Methods of service 31.
—(1) A document may be served by any of the methods specified in this rule.
(2) Where it is not known whether a solicitor is acting on behalf of a person, the document may be served by—
(a) delivering it to the person personally;
(b) delivering it at his home address or last known home address; or
(c) sending it to that address, or last known address, by first class post (or by an alternative method of service which provides for delivery on the next working day).
(a) is authorised to accept service on behalf of a person; and
(b) has informed the person serving the document in writing that he is so authorised,
the document must be served on the solicitor, unless personal service is required by an enactment, rule, practice direction or court order.
(4) Where it appears to the court that there is a good reason to authorise service by a method other than those specified in paragraphs (2) or (3), the court may direct that service is effected by that method.
(5) A direction that service is effected by an alternative method must specify—
(a) the method of service; and
(b) the date when the document will be deemed to be served.
(6) A practice direction may set out how documents are to be served by document exchange, electronic communication or other means.
Service of documents on children and protected parties 32.
—(1) The following table shows the person on whom a document must be served if it is a document which would otherwise be served on—
(2) The court may make an order for service on a child or a protected party by permitting the document to be served on some person other than the person specified in the table set out in paragraph (1) above (which may include service on the child or the protected party).
(3) An application for an order under paragraph (2) may be made without notice.
(4) The court may order that, although a document has been served on someone other than the person specified in the table, the document is to be treated as if it had been properly served.
(5) This rule does not apply in relation to the service of documents upon a child in any case where the court has made an order under rule 141(4) permitting the child to conduct proceedings without a litigation friend.
Service of documents on P if he becomes a party 33.
—(1) If P becomes a party to the proceedings, all documents to be served on him must be served on his litigation friend or other person duly authorised to conduct proceedings on P's behalf.
(2) The court may make an order for service on P by permitting the document to be served on some person other than the person specified in paragraph (1) above (which may include service on P).
(3) An application for an order under paragraph (2) may be made without notice.
(4) The court may order that, although a document has been served on someone other than a person specified in paragraph (1), the document is to be treated as if it had been properly served.
(5) This rule does not apply in relation to the service of documents upon P in any case where the court has made an order under rule 147(2) (procedure where appointment of a litigation friend comes to an end -- for P).
Substituted service 34.
Where it appears to the court that it is impracticable for any reason to serve a document in accordance with any of the methods provided under rule 31, the court may make an order for substituted service of the document by taking such steps as the court may direct to bring it to the notice of the person to be served.
Deemed service 35.
—(1) A document which is served in accordance with these Rules or any relevant practice direction shall be deemed to be served on the day shown in the following table—
Method of service
Deemed day of service
First class post (or other service for next-day delivery)
The second day after it was posted.
Document exchange
The second day after it was left at the document exchange.
Delivering the document to a permitted address
The day after it was delivered to that address.
Fax
If it is transmitted on a business day before 4 p.m., on that day; or
in any other case, on the business day after the day on which it is transmitted.
Other electronic means
The second day after the day on which it is transmitted.
(b) at any time on a Saturday, Sunday or a Bank Holiday,
it will be treated as being served on the next business day.
Certificate of service 36.
—(1) Where a rule, practice direction or court order requires a certificate of service for the document, the certificate must state the details set out in the following table—
Method of service
Details to be certified
First class post (or any other service for next-day delivery)
Date of posting.
Personal service
Date of personal service
Document exchange
Date when the document was left at the document exchange.
Delivery of document to permitted address
Date when the document was delivered to that address.
(2) The certificate must be filed within 7 days after service of the document to which it relates.
Certificate of non-service 37.
—(1) Where an applicant or other person is unable to serve any document under these Rules or as directed by the court, he must file a certificate of non-service stating the reasons why service has not been effected.
(2) The certificate of non-service must be filed within 7 days of the latest date on which service should have been effected.
Power of court to dispense with service 38.
—(1) The court may dispense with any requirement to serve a document.
(2) An application for an order to dispense with service may be made without notice.
Service out of the jurisdiction
Application of Family Procedure (Adoption) Rules 2005 39.
—(1) The rules in Section 2 of Part 6 of the Family Procedure (Adoption) Rules 2005[9] ('the 2005 Rules') apply, with the modifications set out in this rule, to the service of documents out of the jurisdiction.
(2) References in the 2005 Rules to the Hague Convention shall be read in these Rules as references to the Convention on the International Protection of Adults signed at the Hague on 13th January 2000 (Cm. 5881).
(3) References in the 2005 Rules to the Senior Master of the Queen's Bench Division shall be read in these Rules as references to the Senior Judge.
General 40.
—(1) Subject to paragraphs (2) and (3), the rules in this Part apply where P is to be given notice of any matter or document, or is to be provided with any document, either under the Rules or in accordance with an order or direction of the court.
(2) If P becomes a party, the rules in this Part do not apply and service is to be effected in accordance with Part 6 or as directed by the court.
(3) In any case the court may, either on its own initiative or on application, direct that P must not be notified of any matter or document, or provided with any document, whether in accordance with this Part or at all.
Who is to notify P 41.
—(1) Where P is to be notified under this Part, notification must be effected by—
(b) that the application raises the question of whether P lacks capacity in relation to a matter or matters, and what that means;
(c) what will happen if the court makes the order or direction that has been applied for; and
(d) where the application contains a proposal for the appointment of a person to make decisions on P's behalf in relation to the matter to which the application relates, details of who that person is.
(3) Where P is to be notified that an application form has been withdrawn, the person effecting notification must explain to P--
(a) that the application form has been withdrawn; and
(b) the consequences of that withdrawal.
(4) The person effecting notification must also inform P that he may seek advice and assistance in relation to any matter of which he is notified.
(3) The person effecting notification must also inform P that he may seek advice and assistance in relation to any matter of which he is notified.
Manner of notification, and accompanying documents
Manner of notification 46.
—(1) Where P is to be notified under this Part, the person effecting notification must provide P with the information specified in rules 42 to 45 in a way that is appropriate to P's circumstances (for example, using simple language, visual aids or any other appropriate means).
(2) The information referred to in paragraph (1) must be provided to P personally.
(3) P must be provided with the information mentioned in paragraph (1) as soon as practicable and in any event within 21 days of the date on which—
(a) the application form or appellant's notice was issued or withdrawn;
(b) the order was made; or
(c) the person effecting notification received the notice of hearing from the court and in any event no later than 14 days before the date specified in the notice of the hearing,
as the case may be.
Acknowledgment of notification 47.
When P is notified that an application form or an appellant's notice has been issued, he must also be provided with a form for acknowledging notification.
Certificate of notification 48.
The person effecting notification must, within 7 days beginning with the date on which notification in accordance with this Part was given, file a certificate of notification which certifies—
(a) the date on which P was notified; and
(b) that he was notified in accordance with this Part.
Dispensing with requirement to notify, etc 49.
—(1) The applicant, the appellant or other person directed by the court to effect notification may apply to the court seeking an order —
(a) dispensing with the requirement to comply with the provisions in this Part; or
(b) requiring some other person to comply with the provisions in this Part.
(2) An application under this rule must be made in accordance with Part 10.
General 50.
Subject to these Rules and to section 50(1) of, and paragraph 20 of Schedule 3 to, the Act, the applicant must apply for permission to start proceedings under the Act.
(Section 50(1) of the Act specifies persons who do not need to apply for permission. Paragraph 20 of Schedule 3 to the Act specifies an application for which permission is not needed.)
Where the court's permission is not required 51.
The permission of the court is not required—
(1) where an application is made by--
(a) the Official Solicitor; or
(b) the Public Guardian;
(2) where the application concerns —
(a) P's property and affairs, unless the application is of a kind specified in rule 52;
(b) a lasting power of attorney which is, or purports to be, created under the Act; or
(c) an instrument which is, or purports to be, an enduring power of attorney;
(3) where an application is made in accordance with Part 10; or
(4) where a person files an acknowledgment of service or notification in accordance with this Part or Part 9, for any order proposed that is different from that sought by the applicant.
Exceptions to rule 51(2)(a) 52.
—(1) For the purposes of rule 51(2)(a), the permission of the court is required to make any of the applications specified in this rule.
(2) An application for the exercise of the jurisdiction of the court under section 54(2) of the Trustee Act 1925Acts[10], where the application is made by a person other than--
(a) a person who has made an application for the appointment of a deputy;
(b) a continuing trustee; or
(c) any other person who, according to the practice of the Chancery Division, would have been entitled to make the application if it had been made in the High Court.
(3) An application under section 36(9) of the Trustee Act 1925Acts for leave to appoint a new trustee in place of P, where the application is made by a person other than--
(a) a co-trustee; or
(b) another person with the power to appoint a new trustee.
(4) An application seeking the exercise of the court's jurisdiction under section 18(1)(b) (where the application relates to making a gift of P's property), (h) or (i) of the Act, where the application is made by a person other than--
(a) a person who has made an application for the appointment of a deputy;
(b) a person who, under any known will of P or under his intestacy, may become entitled to any property of P or any interest in it;
(c) a person who is an attorney appointed under an enduring power of attorney which has been registered in accordance with the Act or the regulations referred to in Schedule 4 to the Act;
(d) a person who is a donee of a lasting power of attorney which has been registered in accordance with the Act; or
(e) a person for whom P might be expected to provide if he had capacity to do so.
(5) An application under section 20 of the Trusts of Land and Appointment of Trustees Act 1996[11], where the application is made by a person other than a beneficiary under the trust or, if there is more than one, by both or all of them.
Permission - supplementary 53.
—(1) The provisions of rule 52(2) apply with such modifications as may be necessary to an application under section 18(1)(j) of the Act for an order for the exercise of any power vested in P of appointing trustees or retiring from a trust.
(2) Where part of the application concerns a matter which requires permission, and part of it does not, permission need only be sought for that part of it which requires permission.
Application for permission 54.
The applicant must apply for permission by filing a permission form and must file with it—
(a) any information or documents specified in the relevant practice direction;
(b) a draft of the application form which he seeks permission to have issued; and
(c) an assessment of capacity form, where this is required by the relevant practice direction.
What the court will do when an application for permission to start proceedings is filed 55.
Within 14 days of a permission form being filed, the court will issue it and—
(a) grant the application in whole or in part, or subject to conditions, without a hearing and may give directions in connection with the issue of the application form;
(b) refuse the application without a hearing; or
(c) fix a date for the hearing of the application.
Persons to be notified of the hearing of an application for permission 56.
—(1) Where the court fixes a date for a hearing under rule 55(c), it will notify the applicant and such other persons as it thinks fit, and provide them with—
(a) subject to paragraph (2), the documents mentioned in rule 54; and
(b) a form for acknowledging notification.
(2) The court may direct that any document is to be provided on an edited basis.
Acknowledgment of notification of permission application 57.
—(1) Any person who is notified of an application for permission and who wishes to take part in the permission hearing must file an acknowledgment of notification in accordance with the following provisions of this rule.
(2) The acknowledgment of notification must be filed not more than 21 days after notice of the application was given.
(3) The court will serve the acknowledgment of notification on the applicant and on any other person who has filed such an acknowledgment.
(4) The acknowledgment of notification must—
(a) state whether the person acknowledging notification consents to the application for permission;
(b) state whether he opposes the application for permission, and if so, set out the grounds for doing so;
(c) state whether he proposes that permission should be granted to make an application for a different order, and if so, set out what that order is;
(d) provide an address for service, which must be within the jurisdiction of the court; and
(5) The acknowledgment of notification may include or be accompanied by an application for directions.
(6) Subject to rules 120 and 123 (restrictions on filing an expert's report and court's power to restrict expert evidence), where a person opposes the application for permission or proposes that permission is granted for a different order, the acknowledgment of notification must be accompanied by a witness statement containing any evidence upon which that person intends to rely.
Failure to file acknowledgment of notification 58.
Where a person notified of the application for permission has not filed an acknowledgment of notification in accordance with rule 57, he may not take part in a hearing to decide whether permission should be given unless the court permits him to do so.
Service of an order giving or refusing permission 59.
The court will serve—
(a) the order granting or refusing permission;
(b) if refusing permission without a hearing, the reasons for its decision in summary form; and
(c) any directions,
on the applicant and on any other person notified of the application who filed an acknowledgment of notification.
Appeal against a permission decision following a hearing 60.
Where the court grants or refuses permission following a hearing, any appeal against the permission decision shall be dealt with in accordance with Part 20 (appeals).
General 61.
—(1) Applications to the court to start proceedings shall be made in accordance with this Part and, as applicable, Part 8 and the relevant practice directions.
(2) The appropriate forms must be used in the cases to which they apply, with such variations as the case requires, but not so as to omit any information or guidance which any form gives to the intended recipient.
(3) If permission to make an application is required, the court shall not issue the application form until permission is granted.
When proceedings are started 62.
—(1) The general rule is that proceedings are started when the court issues an application form at the request of the applicant.
(2) An application form is issued on the date entered on the application form by the court.
Contents of the application form 63.
The application form must—
(a) state the matter which the applicant wants the court to decide;
(b) state the order which the applicant is seeking;
(iii) as a respondent, any person (other than P) whom the applicant reasonably believes to have an interest which means that he ought to be heard in relation to the application (as opposed to being notified of it in accordance with rule 70); and
(iv) any person whom the applicant intends to notify in accordance with rule 70; and
(d) if the applicant is applying in a representative capacity, state what that capacity is.
Documents to be filed with the application form 64.
When an applicant files his application form with the court, he must also file—
(a) in accordance with the relevant practice direction, any evidence upon which he intends to rely;
(b) if permission was required to make the application, a copy of the court's order granting permission;
(c) an assessment of capacity form, where this is required by the relevant practice direction;
(d) any other documents referred to in the application form; and
(e) such other information and material as may be set out in a practice direction.
What the court will do when an application form is filed 65.
As soon as practicable after an application form is filed the court will issue the application form in any case where permission—
(a) is not required; or
(b) has been granted by the court; and
do anything else that may be set out in a practice direction.
Steps following issue of application form
Applicant to serve the application form on named respondents 66.
—(1) As soon as practicable and in any event within 21 days of the date on which the application form was issued, the applicant must serve a copy of the application form on any person who is named as a respondent in the application form, together with copies of any documents filed in accordance with rule 64 and a form for acknowledging service.
(2) The applicant must file a certificate of service within 7 days beginning with the date on which the documents were served.
Applications relating to lasting powers of attorney 67.
—(1) Where the application concerns the powers of the court under section 22 or 23 of the Act (powers of the court in relation to the validity and operation of lasting powers of attorney) the applicant must serve a copy of the application form, together with copies of any documents filed in accordance with rule 64 and a form for acknowledging service—
(a) unless the applicant is the donor or donee of the lasting power of attorney ("the power"), on the donor and every donee of the power;
(b) if he is the donor, on every donee of the power; and
(c) if he is a donee, on the donor and any other donee of the power,
but only if the above-mentioned persons have not been served or notified under any other rule.
(2) Where the application is solely in respect of an objection to the registration of a power, the requirements of rules 66 and 70 do not apply to an application made under this rule by—
(a) a donee of the power; or
(b) a person named in a statement made by the donor of the power in accordance with paragraph 2(1)(c)(i) of Schedule 1 to the Act.
(3) The applicant must comply with paragraph (1) as soon as practicable and in any event within 21 days of date on which the application form was issued.
(4) The applicant must file a certificate of service within 7 days beginning with the date on which the documents were served.