(In this YAWS version a few editorial alterations have been made to the description of the CPR and Practice Directions, eg references to Part 3.8 have been changed to Rule 3.8, to ensure consistency with the remainder of the site.)
| This SI is referred to in: Civil Procedure (Amendment No.2) Rules 2007 (13), Civil Procedure (Amendment) Rules 2007 (Notes), Carver v BAA Plc [21]. |
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The Civil Procedure Rule Committee, having power under section 2 of the Civil Procedure Act 1997Acts[1] to make rules of court under section 1 of that Act, after consulting in accordance with section 2(6)(a) of that Act, make the following Rules— Citation, commencement and interpretation 1. These Rules may be cited as the Civil Procedure (Amendment No.3) Rules 2006 and shall come into force on 6th April 2007. 2. In these Rules—
(b) a reference to an Order by number and prefixed by "RSC" means the RSC Order so numbered in Schedule 1 to those Rules; and (c) a reference to an Order by number and prefixed by "CCR" means the CCR Order so numbered in Schedule 2 to those Rules.
Amendment to the Civil Procedure Rules 1998
(b) omit "(Rule 36.2 explains what is meant by a Part 36 payment)".
(b) for rule 14.1(5), substitute "The permission of the court is required to amend or withdraw an admission."; and (c) after rule 14.1, insert—
14.1A —(1) A person may, by giving notice in writing, admit the truth of the whole or any part of another party's case before commencement of proceedings (a "pre-action admission"). (2) Paragraphs (3) to (5) of this rule apply to a pre-action admission made in the types of proceedings listed at paragraph 1.1(2) of the Practice Direction to this Part if one of the following conditions is met—
(b) it is made before such letter of claim has been received, but it is stated to be made under Part 14.
(3) A person may, by giving notice in writing, withdraw a pre-action admission—
(b) after commencement of proceedings, if all parties to the proceedings consent or with the permission of the court.
(4) After commencement of proceedings—
(b) the party who made the pre-action admission may apply to withdraw it.
(5) An application to withdraw a pre-action admission or to enter judgment on such an admission—
(b) may be made as a cross-application.".
5.
Rule 14.1A will not apply to an admission made before 6th April 2007.
(b) after rule 27.14(2A), omit "(Rule 36.2(5) allows the court to order Part 36 costs consequences in a small claim)".
7.
—(1) For Part 36, substitute Part 36 (Offers to settle) as set out at Schedule 1 to these Rules.
(b) the rules of court contained in Part 36 as it was in force immediately before 6th April 2007 shall continue to apply to that offer or payment as if they had not been revoked.
(6) Paragraph (5) ceases to apply to a Part 36 offer or Part 36 payment made less than 21 days before 6th April 2007 at the expiry of 21 days from the date that offer or payment was made unless the trial has started within that period.
(b) the permission of the court will be required to accept the offer after proceedings have been commenced.
8.
For Part 37, substitute Part 37 (Miscellaneous Provisions about Payments into Court) as set out at Schedule 2 to these Rules.
(ii) the Law Reform (Miscellaneous Provisions) Act 1934; and
(b) a single sum of money is ordered or agreed to be paid in satisfaction of the claims,
the court will apportion the money between the different claims.
(b) if rule 21.11 does not apply, on application by one of the parties in accordance with Part 23.".
(ii) omit "(Part 36 contains further provisions about how the court's discretion is to be exercised where a payment into court or an offer to settle is made under that Part)"; and
(b) in rule 44.12(1)—
(ii) omit sub-paragraph (c).
11.
In Part 45, omit rule 45.3(2).
(b) in rule 52.12(2), for "or Part 36 payment" substitute "or payment into court"; (c) in rule 52.12(3), for "or Part 36 payment" substitute "or payment into court"; and (d) after rule 52.12, insert the following—
14.
After rule 65.30, insert Section VI (Drinking Banning Orders under the Violent Crime Reduction Act 2006) as set out in Schedule 3 to these Rules.
(b) RSC Order 94, rules 1 to 3, 14 and 15; (c) RSC Order 95, rules 2 and 3; (d) RSC Order 96, rules 2 to 8; (e) RSC Order 110; (f) CCR Order 45, rule 1; (g) CCR Order 46; (h) CCR Order 49, rules 7 and 12.
Contents of this Part
Scope of this Part 36.1 —(1) This Part contains rules about—
(b) the consequences where an offer to settle is made in accordance with this Part.
(2) Nothing in this Part prevents a party making an offer to settle in whatever way he chooses, but if the offer is not made in accordance with rule 36.2, it will not have the consequences specified in rules 36.10, 36.11 and 36.14.
(b) state on its face that it is intended to have the consequences of Part 36; (c) specify a period of not less than 21 days within which the defendant will be liable for the claimant's costs in accordance with rule 36.10 if the offer is accepted; (d) state whether it relates to the whole of the claim or to part of it or to an issue that arises in it and if so to which part or issue; and (e) state whether it takes into account any counterclaim.
(Rule 36.7 makes provision for when a Part 36 offer is made)
(b) the party to whom an offer is made is the "offeree"; and (c) "the relevant period" means—
(ii) otherwise, the period up to end of the trial or such other period as the court has determined.
(2) A Part 36 offer—
(b) may be made in appeal proceedings.
(3) A Part 36 offer which offers to pay or offers to accept a sum of money will be treated as inclusive of all interest until—
(b) if rule 36.2(3) applies, a date 21 days after the date the offer was made.
(4) A Part 36 offer shall have the consequences set out in this Part only in relation to the costs of the proceedings in respect of which it is made, and not in relation to the costs of any appeal from the final decision in those proceedings.
(ii) periodical payments; or (iii) both a lump sum and periodical payments;
(b) the whole or part of any other damages in the form of a lump sum.
(4) A Part 36 offer to which this rule applies—
(b) may state—
(ii) what part relates to other damages to be accepted in the form of a lump sum;
(c) must state what part of the offer relates to damages for future pecuniary loss to be paid or accepted in the form of periodical payments and must specify—
(ii) the amount of any payments for substantial capital purchases and when they are to be made; and (iii) that each amount is to vary by reference to the retail prices index (or to some other named index, or that it is not to vary by reference to any index); and
(d) must state either that any damages which take the form of periodical payments will be funded in a way which ensures that the continuity of payment is reasonably secure in accordance with section 2(4) of the Damages Act 1996 or how such damages are to be paid and how the continuity of their payment is to be secured.
(5) Rule 36.4 applies to the extent that a Part 36 offer by a defendant under this rule includes an offer to pay all or part of any damages in the form of a lump sum.
(b) that the offer is subject to the condition that the claimant must make any claim for further damages within a limited period; and (c) what that period is.
(4) Rule 36.4 applies to the extent that a Part 36 offer by a defendant includes an offer to agree to the making of an award of provisional damages.
(b) rule 36.15(3)(b) applies, the relevant period has expired and further deductible benefits have been paid to the claimant since the date of the offer; (c) an apportionment is required under rule 41.3A; or (d) the trial has started.
(Rule 36.12 deals with offers by some but not all of multiple defendants)
(b) at the time of serving notice of acceptance within the relevant period the claimant abandons the balance of the claim, the claimant will be entitled to his costs of the proceedings up to the date of serving notice of acceptance unless the court orders otherwise.
(3) Costs under paragraphs (1) and (2) of this rule will be assessed on the standard basis if the amount of costs is not agreed.
(b) a Part 36 offer is accepted after expiry of the relevant period, if the parties do not agree the liability for costs, the court will make an order as to costs.
(5) Where paragraph (4)(b) applies, unless the court orders otherwise—
(b) the offeree will be liable for the offeror's costs for the period from the date of expiry of the relevant period to the date of acceptance.
(6) The claimant's costs include any costs incurred in dealing with the defendant's counterclaim if the Part 36 offer states that it takes into account the counterclaim.
(b) subject to rule 36.10(2), unless the parties have agreed costs, the liability for costs shall be decided by the court.
(4) If the approval of the court is required before a settlement can be binding, any stay (GL) which would otherwise arise on the acceptance of a Part 36 offer will take effect only when that approval has been given.
(b) to deal with any question of costs (including interest on costs) relating to the proceedings.
(6) Unless the parties agree otherwise in writing, where a Part 36 offer by a defendant that is or that includes an offer to pay a single sum of money is accepted, that sum must be paid to the offeree within 14 days of the date of—
(b) the order when the court makes an order under rule 41.2 (order for an award of provisional damages) or rule 41.8 (order for an award of periodical payments), unless the court orders otherwise.
(7) If the accepted sum is not paid within 14 days or such other period as has been agreed the offeree may enter judgment for the unpaid sum.
(b) a party alleges that the other party has not honoured the terms of the offer, that party may apply to enforce the terms of the offer without the need for a new claim.
Acceptance of a Part 36 offer made by one or more, but not all, defendants
(b) those defendants give written consent to the acceptance of the offer.
(3) If the claimant alleges that the defendants have a several liability (GL) to him, the claimant may—
(b) continue with his claims against the other defendants if he is entitled to do so.
(4) In all other cases the claimant must apply to the court for an order permitting him to accept the Part 36 offer.
(b) where the proceedings have been stayed (GL) under rule 36.11 following acceptance of a Part 36 offer; or (c) where the offeror and the offeree agree in writing that it should not apply.
Costs consequences following judgment
(b) judgment against the defendant is at least as advantageous to the claimant as the proposals contained in a claimant's Part 36 offer.
(2) Subject to paragraph (6), where rule 36.14(1)(a) applies, the court will, unless it considers it unjust to do so, order that the defendant is entitled to—
(b) interest on those costs.
(3) Subject to paragraph (6), where rule 36.14(1)(b) applies, the court will, unless it considers it unjust to do so, order that the claimant is entitled to—
(b) his costs on the indemnity basis from the date on which the relevant period expired; and (c) interest on those costs at a rate not exceeding 10% above base rate (GL).
(4) In considering whether it would be unjust to make the orders referred to in paragraphs (2) and (3) above, the court will take into account all the circumstances of the case including—
(b) the stage in the proceedings when any Part 36 offer was made, including in particular how long before the trial started the offer was made; (c) the information available to the parties at the time when the Part 36 offer was made; and (d) the conduct of the parties with regard to the giving or refusing to give information for the purposes of enabling the offer to be made or evaluated.
(5) Where the court awards interest under this rule and also awards interest on the same sum and for the same period under any other power, the total rate of interest may not exceed 10% above base rate (GL).
(b) that has been changed so that its terms are less advantageous to the offeree, and the offeree has beaten the less advantageous offer; (c) made less than 21 days before trial, unless the court has abridged the relevant period.
(Rule 44.3 requires the court to consider an offer to settle that does not have the costs consequences set out in this Part in deciding what order to make about costs)
(b) 'deductible benefits' means any benefits by the amount of which damages are to be reduced in accordance with section 8 and Schedule 2 to the 1997 Act.
(3) A defendant who makes a Part 36 offer should state either—
(b) that it is intended to include any deductible benefits.
(4) Where paragraph (3)(b) applies, paragraphs (5) to (9) of this rule will apply to the Part 36 offer.
(b) the name and amount of any deductible benefit by which that gross amount is reduced; and (c) the net amount after deduction of the amount of benefit.
(7) If at the time he makes the Part 36 offer, the offeror has applied for, but not received a certificate of recoverable benefits, he must clarify the offer by stating the matters referred to in paragraphs (6)(b) and (6)(c) not more than 7 days after he receives the certificate.
(b) the court gives permission to accept the Part 36 offer, the court may direct that the amount of the offer payable to the offeree shall be reduced by a sum equivalent to the deductible benefits paid to the claimant since the date of the offer. (Rule 36.9(3)(b) states that permission is required to accept an offer where the relevant period has expired and further deductible benefits have been paid to the claimant)"
Contents of this Part
Money paid into court under a court order 37.1 A party who makes a payment into court under a court order must—
(b) in relation to each such notice, file a certificate of service.
Money paid into court where defendant wishes to rely on a defence of tender before claim
(b) the defendant agrees that a sum paid into court by him should be used to satisfy the offer (in whole or in part).
(Rule 36.9 sets out when the court's permission is required to accept a Part 36 offer)
Scope of this Section and interpretation 65.31 —(1) This Section applies to applications in proceedings in a county court under sub-sections (2), (3) or (5) of section 4 of the Violent Crime Reduction Act 2006 by a relevant authority, and to applications for interim orders under section 9 of that Act. (1) In this Section—
(b) "relevant authority" has the same meaning as in section 14(1) of the 2006 Act; and (c) 'the principal proceedings' means any proceedings in a county court.
Application where the relevant authority is a party in principal proceedings
(b) where the relevant authority is a defendant in the principal proceedings, an application for an order must be made by application notice which must be filed with the defence.
(2) Where the relevant authority becomes aware of the circumstances that lead it to apply for an order after its claim is issued or its defence filed, the application must be made by application notice as soon as possible thereafter.
(b) the application to be made a party and the application for an order under section 4(7) of the 2006 Act must be made in the same application notice.
(2) The applications—
(b) should normally be made on notice to the person against whom the order is sought.
Application by a relevant authority to join a person to the principal proceedings
(b) in the same application notice as the application for an order under section 4(7) of the 2006 Act against the person; and (c) as soon as possible after the relevant authority considers that the criteria in section 4(4) of the 2006 Act are met.
(2) The application notice must contain—
(b) details of the conduct alleged.
(3) The application should normally be made on notice to the person against whom the order is sought.
(b) on notice to the person against whom the order is sought.
(3) An application for an interim order may be—
(b) heard in the absence of the person against whom the order is sought,
with the permission of the court."
(This note is not part of the Rules) These Rules introduce a new Part 36 and Part 37. In addition the following amendments are made— —to rules 3.1, 27.2, 27.14, 44.3, 44.12, 45.3, 47.7 and 52.12, and a new rule 41.3A consequential upon the changes to Part 36 and Part 37.—to rule 14.1, and a new rule 14.1A making provision for admissions made before proceedings are commenced.—a new Section VI in Part 65, for applications for drinking banning orders under the Violent Crime Reduction Act 2006.The opportunity has also been taken to revoke a number of RSC and CCR Rules contained in Schedule 1 and Schedule 2 to the Civil Procedure Rules. The amendments will come into force on 6th April 2007. Notes: [1] 1997 c. 12.back [2] S.I. 1998/3132. There are relevant amendments in S.I. 1999/1008, S.I. 2000/221, S.I. 2000/2092, S.I. 2001/4015, S.I. 2002/3219, S.I. 2004/3129, S.I. 2004/3419, and S.I. 2005/2292.back
ISBN 0 11 075578 2
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