(In this YAWS version a few editorial alterations have been made to the description of the CPR and Practice Directions, eg references to Part 3.8 have been changed to Rule 3.8, to ensure consistency with the remainder of the site.)
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE DERBY COUNTY COURT
(His Honour Judge Stretton)
Royal
Courts of Justice
Strand
London WC2
Friday, 17th December 1999
Before:
LORD JUSTICE SWINTON THOMAS
LORD JUSTICE MAY and
MR JUSTICE SINGER
JOHN IAN PURDY
Claimant/Appellant
-v-
PHILIP JOHN CAMBRAN
Defendant/Respondent
Computer Aided Transcript of the Palantype Notes of
Smith Bernal Reporting Limited
180 Fleet Street London EC4 A 2HD
Tel: 0171 421 4040 Fax: 0171 831 8838
(Official Shorthand Writers to the Court)
Mr R Lewis QC and Mr R Smallwood< (instructed by Messrs Eddowes Simm & Waldron, Ashbourne, Derbyshire) appeared on behalf of the Appellant Claimant.
Mr A Goldstar QC and Mr A Hogan (instructed by Messrs Dibb Lupton Alsop, Sheffield) appeared on behalf of the Respondent Defendant.
JUDGMENT
(As Approved by the Court)
©Crown Copyright Friday, 17th December 1999
| 1. |
LORD JUSTICE SWINTON THOMAS: This is an appeal, with the
leave of the judge, from an order made by His Honour Judge Stretton on
12th July 1999 in the Derby County Court, when he ordered that the
appellant's claim be struck out for want of prosecution as being an
abuse of the process of the court.
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| 2. |
The appellant brought a claim in respect of serious injuries
sustained by him in a road traffic accident which occurred on 6th
December 1989. In the accident he sustained fractures of the left
tibia, the sternum and the right orbital floor.
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| 3. |
The claimant issued his proceedings on 30th November 1992. That was
approximately a week before the expiry of the primary limitation
period, just under three years after the accident. All the actions
taken by the parties (or, perhaps more aptly, the failure to take steps
by the claimant and his advisers) took place before the coming into
effect of the Civil Procedure Rules on 26th April 1999. Accordingly,
the steps to be taken were, substantially at any rate, in the hands of
the claimant's advisers, despite, in my judgment, Mr Lewis's
submissions to the contrary based on the orders to which he invited our
attention. It is to be hoped that, with case management by judges,
delays such as have occurred in this case will never occur again. It is
now over ten years since this accident occurred and the case has not
been tried. That is undoubtedly a scandalous state of affairs.
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| 4. |
Having waited until the limitation period had almost expired, it was
then incumbent on the claimant's advisers to progress the claim
expeditiously. Unfortunately, that did not occur. On 9th March 1993 the
defendants filed a defence admitting that they were liable for the
accident. Accordingly, from that time onwards the only outstanding
issue was, and is, one of quantum of damage. On 29th September 1994
interlocutory judgment was entered in favour of the claimant with an
order for the assessment of damages. So far as the court process is
concerned, nothing then occurred until 24th June 1997, when the
defendants applied for the case to be listed for hearing. There was
accordingly a period of nearly three years when no steps were taken in
the action itself.
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| 5. |
On 29th July 1997 District Judge Rutherford ordered that the
assessment of damages be listed for a hearing before a district judge
in open court upon the filing of a joint certificate of readiness with
a timetable. It is not in my judgment sufficient to say that when the
district judge made that order he placed no limit as to time on it. The
claimant's solicitors had the carriage of the action and it was
incumbent upon them to act on that order with reasonable expedition.
Again unfortunately, they did not. On 5th January 1998 the defendants'
solicitors wrote to the claimant's solicitors with a signed certificate
of readiness, but that did not have the desired effect. Accordingly, on
7th January 1999 the defendants applied to strike out the action for
want of prosecution and as an abuse of process. On 17th May 1999 the
district judge refused to make that order and gave certain directions.
The defendants appealed against his refusal to strike out and Judge
Stretton, as I have said, allowed the appeal.
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| 6. |
The appellant, through Mr Lewis QC, explains or excuses the delay
which has taken place in this case by reference to difficulties that
arose in relation to one of the consultants instructed on his behalf,
Mr Quinnell. It is right to say that Mr Lewis does not attempt to
suggest otherwise than that overall the delay which has taken place in
this case was inordinate and that it was inexcusable. In the course of
his submissions to us he concedes that the case ought to have come on
early in 1996. It may well be, for reasons which I will come to, that
the case ought to have come on for hearing at an earlier date than
that.
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| 7. |
In the circumstances of this case it is necessary that I should
review as speedily as I can the history of the medical reports because
they are at the core of the issues that arise. The first report is from
Mr Rajaratnam, who was a registrar at the Princess Margaret Hospital.
His report is dated 18th October 1990. He set out the injuries that the
claimant sustained in the accident and described them as "multiple
fractures".
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| 8. |
The next report is from Mr Quinnell, who is an orthopaedic
consultant surgeon, and his first report is dated 22nd March 1991. At
the conclusion of the report he said:
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| 9. |
There is then a report from a further consultant orthopaedic
surgeon, Mr Stephen Norris, dated 27th August 1991. He gave his
conclusions as follows:
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| 10. |
That very full report from Mr Norris was obtained as long ago as
September 1991 and was, in my judgment, a complete report, subject only
to him obtaining the radiographs which he mentions in the body of the
report. Mr Norris reported again on 15th October 1991 and then
disappeared out of the case, as I understand from Mr Lewis, on the
advice of counsel.
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| 11. |
Mr Jefferson, a neurologist, advised on 11th May 1992. There is a
further report from Mr Quinnell dated 12th May 1992. In that report Mr
Quinnell said that his left knee continued to be a major problem to him
and that he was having difficulties at work. He said that in his
opinion:
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| 12. |
At the end of that report he said:
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| 13. |
The defendants instructed Mr Berkin, a consultant orthopaedic
surgeon. His report is dated 4th February 1993. Mr Berkin has now died.
He had an opportunity in February 1993 of examining this patient. Mr
Lewis submits that, in the context of the medical reports and the
circumstances of the particular injury in this case, the fact that a
physical examination took place in February 1993 is not a matter of any
great importance. That is a submission which I confess I find difficult
to accept.
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| 14. |
In his opinion Mr Berkin said:
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| 15. |
Then at the end of his report he said:
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| 16. |
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| 17. |
Accordingly, Mr Berkin was expressing the opinion that the accident
was a comparatively minor incident from a medical point of view and
that the claimant ought to be able to continue with his work. He
reinforced that opinion in a letter written on 11th May 1993, when he
said that in his opinion the claimant could have returned to work and
remained at work well before August 1992. He then went on to say that
he should have returned to virtually normal function within three
months of the accident.
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| 18. |
It is therefore clear, as at May 1993, that the lines were drawn as
between the opinion expressed by Mr Berkin and that which had been
expressed by Mr Quinnell and, to an extent, earlier by Mr Norris.
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| 19. |
Mr Quinnell reported again in February 1994. Mr Lewis says that the
receipt of his opinion threw the claimant's case into some disarray. In
a letter dated 4th January 1994 Mr Quinnell said:
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| 20. |
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| 21. |
At the end of that letter he said that he saw no reason to change
his opinion as previously expressed.
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| 22. |
However, he then wrote a further letter of 23rd February 1993,
which indicated first of all - and this is relevant to a point made by
Mr Lewis - that he had seen Mr Berkin's medical report. Mr Quinnell
said:
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| 23. |
Mr Lewis says with some force that there is an internal
contradiction between the first and second sentences in that paragraph.
However, taking the second of the sentences, it would seem on the basis
of the medical evidence that the dispute as between Mr Quinnell and Mr
Berkin at this stage is that Mr Berkin was saying that the accident had
brought the symptoms forward by no more than three months, whereas Mr
Quinnell's estimate was of the order of two to three years.
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| 24. |
Mr Quinnell went on in his letter to say:
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| 25. |
As a result of what Mr Quinnell said in that report the claimant
and his advisers decided to obtain the opinion of an alternative
orthopaedic expert. A very substantial time had already elapsed by
February 1994. Despite that, it was not until February 1995 that a
report was obtained from the next consultant, Mr Compton. He reported
on 6th February 1995. I think it is not perhaps necessary for me to
read that report in any detail.
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| 26. |
Mr Berkin reported again on 19th October 1995. He said at the
conclusion of the report:
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| 27. |
Mr Berkin then reported again on 12th January 1996. He commented on
his current position and also on the reports of Mr Quinnell. He
described a "mild and variable limp" which was consistent with "mild
degenerative changes".
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| 28. |
Mr Compton reported again on 15th April 1998 and expressed his
opinion. Then in a letter of 27th April, which was his final view, he
said:
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| 29. |
It will be readily apparent that, whereas finally there was not a
great deal of disagreement in substance between Mr Berkin and Mr
Quinnell, there was a very substantial difference of view as between Mr
Berkin and Mr Compton. Mr Berkin, as I have already said, took the view
that the claimant would have recovered from the effects of this
accident in a matter of months, whereas Mr Compton was saying that but
for this accident he would have been able to work for the remainder of
a normal working life.
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| 30. |
Mr Lewis submits that when Mr Quinnell's report of 24th February
1994 was received it was indeed necessary to obtain further medical
evidence and that the learned judge was wrong when he referred in his
judgment to "expert shopping".
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| 31. |
Mr Berkin (who of course is the defendants' primary - indeed,
possibly only - witness in this case) died on 31st August 199 I
should say, first, that I am quite satisfied that this action could,
and should, have been concluded a long time before that date. It could
in my view have been concluded in 1994 and certainly in 1995. The
consequence is that the defendants have been deprived of their primary
witness.
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| 32. |
Mr Lewis, in the course of his compelling submissions, submitted,
first, that it was not open in this case to Judge Stretton to hold that
there was any abuse of the process of the court. Secondly, he submitted
that it was not open to the judge on the facts of the case to find that
the defendants had sustained serious prejudice or that a fair trial of
the issues between the parties was no longer possible. He submits
further that the judge failed to have in mind the important principle
set out in the Civil Procedure Rules, namely proportionality, and that
the order made should have a proper proportion to the effect on the
party, in this case the claimant.
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| 33. |
Mr Lewis makes specific criticism of the judge's approach and his
judgment. On page 3 of the judgment the judge said:
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| 34. |
Mr Lewis says that the judge was wrong in saying that, and the fact
is that Mr Berkin was supplied with Mr Compton's report. That is a
factual criticism which is justified.
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| 35. |
Then, as I indicated earlier, the judge said:
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| 36. |
Mr Lewis submits that that was an unfair thing to say in the light
of the change of view of Mr Quinnell. He says that the decision to
obtain a different expert was not something which was done on a whim,
but that the claimant was plainly entitled to obtain an opinion from a
different expert. Again I think there is substance in that submission;
although, if that is to be done in a case such as this, then it is
vital to obtain the alternative evidence speedily.
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| 37. |
Mr Lewis then goes on to submit that the fact that the defendants
are not now in a position to call Mr Berkin does not cause them
substantial prejudice. He submits that it is open to them to find a new
expert and that all the relevant material is there. It was also
suggested that the defendants could rely on Mr Quinnell. They could put
his reports in at a trial or alternatively they could call him as a
witness.
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| 38. |
In my view that is not a realistic approach. Mr Quinnell had
advised the claimant and there is a quite substantial difference
between his view and the view formed by Mr Berkin. Of course, it may
well be that the defendants could consult another orthopaedic surgeon.
However, that surgeon would not have the advantage which Mr Berkin had
of having examined the claimant over a period of time. The defendants
are also perfectly entitled to say that Mr Berkin was their chosen
expert; he had expressed an opinion which was favourable to their
case, and they are now deprived of the great advantage of having him as
a witness to go into the witness-box and give the evidence that is
contained in his reports. I have no doubt at all that the defendants
have suffered substantial prejudice by reason of the death of Mr
Berkin, which occurred some long time after this case should have been
heard and, looking at it from the defendants' point of view, they have
as a result been deprived of a fair trial.
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| 39. |
The defendants also place some reliance upon financial prejudice as
a result of the effect of the Social Security (Recovery of Benefits)
Act 1997. I think that Mr Lewis is justified in saying that there is no
satisfactory material before the court on this topic; and certainly I
would not for my own part place much weight on that aspect of
prejudice.
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| 40. |
Mr Lewis is of course perfectly entitled, and right, to make the
point that he does in relation to proportionality; but in my judgment
that point is met by the matters which I have already alluded to,
namely the severe prejudice sustained by these defendants by the loss
of their primary witness.
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| 41. |
This is in essence a straightforward personal injury claim. Ten
years have gone by since the accident. I have no doubt that this delay
is quite inordinate and that a fair trial of the issues is not now
possible. In those circumstances, and in particular taking into account
what is set out in the Civil Procedure Rules and what was said by the
Master of the Rolls in
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| 42. |
I would accordingly dismiss this appeal.
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| 43. |
LORD JUSTICE MAY: I agree.
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| 44. |
This case concerns an application to strike out the claim for
delay. The application was heard by both the district judge and the
judge after the introduction of the Civil Procedure Rules. The Civil
Procedure Rules therefore apply to it. It was a transitional or hybrid
case in the sense that it was started under the former rules and
progressed, insofar as it did proceed, for some time under them. It is
not, however, a case where this court is hearing an appeal after the
introduction of the Civil Procedure Rules from an order which was made
before the introduction of the Civil Procedure Rules.
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| 45. |
Under the Civil Procedure Rules, the court has ample power in an
appropriate case to strike out a claim for delay. The power is to be
found, if nowhere else, in rule 3.4(2)(c), which provides that the
court may strike out a statement of case if it appears to the court
that there has been a failure to comply with a rule, practice direction
or court order; or in rule 3.1(2)(m), which provides that the court
may take any step or make any other order for the purpose of managing
the case and furthering the overriding objective; or under the court's
inherent jurisdiction, expressly preserved by rule 3.1(1); each of
these to be exercised and interpreted in accordance with rule 1.2(a)
and (b) to give effect to the overriding objective.
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| 46. |
The Civil Procedure Rules are a new procedural code with an
overriding objective enabling the court to deal with cases justly in
accordance with considerations which include those to be found in rule
1(2). One element expressly included in rule 1.1(2) as guiding the
court towards dealing with cases justly is that the court should
ensure, so far as is practical, that cases are dealt with expeditiously
and fairly. Delay is, and always has been, the enemy of justice. The
court has to seek to give effect to the overriding objective when it
exercises any powers given to it by the rules. This applies to
applications to strike out a claim. When the court is considering, in a
case to be decided under the Civil Procedure Rules, whether or not it
is just in accordance with the overriding objective to strike out a
claim, it is not necessary or appropriate to analyse that question by
reference to the rigid and overloaded structure which a large body of
decision under the former rules had constructed. Mr Lewis QC, for the
claimant in this case, has correctly not sought to do so.
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| 47. |
As Lord Woolf MR said in
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| 48. |
Lord Woolf accepted that, for transitional cases, the parties'
conduct before the introduction of the Civil Procedure Rules has to be
assessed by reference to the rules which were then applicable.
Obviously a party will not be considered to have been in breach
historically of a former rule when they were not. You do not ignore the
fact that the parties were previously acting under a different regime.
But the decision has to be made applying the principles under the Civil
Procedure Rules, not those under the previous regime: see Lord Woolf
in
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| 49. |
We have been provided with, and have considered, a transcript of
the recent decision of this Court in
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| 50. |
Lord Woolf MR in
51. |
The effect of this is that, under the new procedural code of the
Civil Procedure Rules, the court takes into account all relevant
circumstances and, in deciding what order to make, makes a broad
judgment after considering available possibilities. There are no hard
and fast theoretical circumstances in which the court will strike out a
claim or decline to do so. The decision depends on the justice in all
the circumstances of the individual case. As I read the judgments of
Lord Lloyd of Berwick and Ward LJ in the |
52. |
What I have said so far applies to original first instance
decisions. Those decisions are necessarily made in the exercise of the
broad discretion to which I have referred. If a party seeks to appeal
such a decision, as is the case before us, this court applies what Lord
Woolf MR said in |
53. |
Against this background, in the present case, I agree with my Lord,
Lord Justice Swinton Thomas, that the judge came to a proper conclusion
after taking account of the relevant and material considerations and
that it is not a decision with which this court should interfere. The
submissions which Mr Lewis has advanced do not in my view displace the
conclusion that it was just to strike out this claim. It is true that
the claimant had long ago obtained judgment on liability upon the
defendants' admission and that the claimant would have been entitled to
damages if he had brought the matter to court. But he had not brought
the matter to court. The delay was massive and unexcused and the
defendants' consultant orthopaedic surgeon, who examined the claimant
on 4th February 1993 and whose conclusion supported a case that the
claimant was entitled to modest damages only, died in August 199 I
simply do not accept that a new consultant, instructed by the
defendants ten years after the accident and required to examine the
claimant for the first time more than six and a half years after Mr
Berkin had done so, can properly be seen as a just substitute for Mr
Berkin. Mr Lewis makes other points, but they do not in my view
displace this palpable injustice, which itself may properly be seen as
outweighing the injustice to the claimant in losing his damages. The
judge, in my view, exercised his wide discretion fairly and justly in
all the circumstances and his decision is not one which this court
should disturb.
|
54. |
I too would dismiss this appeal.
|
55. |
MR JUSTICE SINGER: I agree.
|
|
Order:appeal dismissed with costs; appellant claimant's liability
under that order for costs having been assessed at nil, order nisi made
against the Legal Aid Board pursuant to section 18 of the Legal Aid Act
1988, such costs to be subject to a detailed assessment if not agreed;
monies in court plus interest to be paid out forthwith to respondent's
solicitors.
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