| 1. |
THE MASTER OF THE ROLLS : The applicant, Melvin King, appeared before District
Judge Cowling on 29 August last. The judge found that Mr King had committed
two assaults on bailiffs of the court. The first assault involved the
appellant reversing the car, which was to have been the subject of execution by
the bailiff, forcing the bailiff to jump out of the way to avoid being struck.
The second assault arose when a woman bailiff was seeking to serve a summons in
relation to the first assault and the appellant struck her a number of times.
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| 2. |
The
appeal raises a number of practical points which are not without general
importance. The first raises a question of jurisdiction of this court. Before
turning to deal with that it is convenient to refer to Section 14 of the County
Courts Act 1984, which is the provision under which District Judge Cowling
found the assault proved and imposed the maximum punishment of three months'
imprisonment consecutive in relation to each offence.
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| 3. |
Section
14 provides:
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If
any person assaults an officer of a court while in the execution of his duty,
he should be liable-
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| (a) |
on summary conviction, to imprisonment for a term not exceeding 3 months or to
a fine of an amount not exceeding level 5 on the standard scale, or both; or
| | (b) |
on an order made by the judge in that behalf, to be committed for a specified
period not exceeding 3 months to prison or to such a fine as aforesaid, or to
be so committed and to such a fine,
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and
a bailiff of the court may take the offender into custody, with or without
warrant, and bring him before the judge.
| | (2) |
The judge may at any time revoke an order committing a person to prison under
this section and, if he is already in custody, order his discharge.
| | (3) |
A district judge, assistant district judge or deputy district judge shall have
the same powers under this section as a judge."
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| 4. |
Subsection
(3) was inserted in l990.
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| 5. |
The
jurisdiction which a District Judge exercises under Section 14(1)(b) is unusual
in that it is a jurisdiction in relation to what is a criminal offence
involving an officer of the court. The section clearly has a close
relationship to the power of a court to punish for contempt. That relationship
is emphasised by Section 13 of the Administration of Justice Act 1960Acts, which is
relied upon by Miss Johnson, on behalf of the appellant, for giving this court
jurisdiction. That section states:
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| (1) |
Subject to the provisions of this section, an appeal shall lie under this
section from any order or decision of a court in the exercise of jurisdiction
to punish for contempt of court (including criminal contempt); and in relation
to any such order or decision the provisions of this section shall have effect
in substitution for any other enactment relating to appeals in civil or
criminal proceedings."
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| 6. |
There
are further provisions which I do not need to read out contained in subsections
(2) and (3) which deal, inter alia, with the powers of this court. Subsection
(5) provides:
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In
this section ´court´ includes any tribunal or person having power to
punish for contempt; and references in this section to an order or decision of
a court in the exercise of jurisdiction to punish for contempt of court include
references-
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....
| | (b) |
to an order or decision of a county court, or of any court having the powers of
a county court, under [section 14.... of the County Courts Act 1984Acts],"
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| 7. |
The
power which the District Judge was exercising in this case is specifically
referred to in Section 13 of the Administration of Justice Act 1960Acts.
Notwithstanding the clear language of Section 13, Mr Keith, who appears on
behalf of the bailiffs and to whose argument we are indebted, argues that it is
the wrong course to adopt to appeal to this court. He does not go so far as to
argue that this court has no jurisdiction to hear appeals. As I understand his
argument, he submits that in practice, at least in the ordinary case, its
appeal to this court is not an appropriate course to adopt. He advances that
argument because of other provisions of the County Court Rules which deal with
appeals from District Judges to judges of the County Court.
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| 8. |
So
far as interlocutory appeals are concerned, they are dealt with by Order 13
rule 1(10). So far as other decisions are concerned, they are dealt with under
Order 37 rule 6. Order 37 rule 6 is in very general terms and says:
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"Any
party affected by a judgment or final order of the district judge may, except
where he has consented to the terms thereof, appeal from the judgment or order
to the judge, who may, upon such terms as he thinks fit, -
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| (a) |
set aside or vary the judgment or order or any part thereof, or
| | (b) |
give any other judgment or make any other order in substitution for the
judgment or order appealed from, or
| | (c) |
remit the action or matter or any question therein to the district judge for
rehearing or further consideration or,
| | (d) |
order a new trial to take place before himself or another judge or the court
on a day to be fixed."
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| 9. |
The
type of appeal to which Order 37 rule 6 applies is an appeal where the judge,
in relation to the decision of the District Judge, exercises a very similar
jurisdiction to that which this court exercises generally in relation to final
appeals from the county court. In that respect it differs from Order 13 rule
1(10) when the judge rehears the matter.
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| 10. |
In
view of the concluding words of Section 13 of the Administration of Justice Act
1960, the immediate reaction is to regard Section 13(1) as overriding the
general provision of Order 37 rule 6. However, similar language to that
contained in Section 13(1) was considered by this court, presided over by the
then Master of the Rolls, in
Director General of Fair Trading v Stuart
[[1991] 1 All ER 129, [1990] 1 WLR 1500]. That case concerned the wording of
Section 42 of the Fair Trading Act 1973Acts which provided, so far as relevant:
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| 11. |
| (1) |
Notwithstanding anything in any other enactment, an appeal.... shall lie from
any decision or order of any court in proceedings under Part III of this Act.
| | (2) |
Any such appeal shall lie - (a) in the case of proceedings in England and
Wales, to the Court of Appeal."
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| 12. |
In
relation to that provision Lord Donaldson said:
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"It
is said by counsel for Mr Stewart that this was a decision of the county court,
albeit a decision of the registrar, and therefore an appeal lies to the Court
of Appeal.
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We
have of course, given due weight to that submission, but the error lies in
failing to appreciate that an appeal to the judge of the county court is in the
nature of an internal appeal, and it is only if the litigant wishes to appeal
outside the county court, an appeal from the county court to another court,
that section 42 comes into play and specifies that the court shall be the Court
of Appeal rather than the Divisional Court or the Restrictive Practices Court
or any other court."
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| 13. |
Lord
Donaldson then goes on to say why he is fortified in that conclusion by
comparing the position of decisions of registrars with those of Masters in the
High Court.
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| 14. |
The
language of Section 42 is not as forceful as the concluding words of Section
13(1). Notwithstanding that, I am satisfied that the approach reflected in the
passages from the judgment in the case to which I have just referred should be
adopted in relation to Section 13.
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| 15. |
Lord
Donaldson did not make it clear as to whether the effect of the right of appeal
within the county court excludes the jurisdiction of this court. However, I am
satisfied that the jurisdiction is not excluded. The position as to
jurisdiction is that there are two alternative routes for appealing which
someone in the position of Mr King can adopt: either he can go to the judge of
the County Court or he can come to this court. But that being so, I have no
doubt whatsoever that the appropriate course, in the ordinary way, for somebody
in Mr King's position to adopt is to go to the local court and the local judge,
rather than come to this court.
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| 16. |
In
many instances that will be a more expeditious route of appeal for the
appellant than coming to this court in the first instance. It is a course
which will almost invariably be in his interest to adopt because if he gets a
decision by the judge in his favour, he has that advantage. If he can
challenge the decision of the judge as being wrong in law, he still has the
opportunity to appeal from the judge's decision under Section 13 of this Act.
In my view, the language of Section 13(1) would be equally apposite to cover an
appeal from the decision of the county court judge.
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| 17. |
In
addition, under Section 14(2) of the County Court Act, the person who is
punished under that section has the ability to apply to the District Judge to
revoke an order committing him to prison and to obtain his discharge in that
way. There are thus three alternatives that are open to an appellant.
However, so far as the appeals are concerned, this court normally will not be
prepared to hear an appeal if the person concerned has not first exercised his
internal right of appeal to which I have made reference.
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| 18. |
Through
no fault of Miss Johnston and those who instruct her, this is the first
opportunity that they have had to bring this matter before an appellate court
because, unfortunately, a step which should have been taken was not taken under
the relevant provisions of the rules. It seems to me, therefore, that the case
having come before this court, especially as it involves points of principle,
it is sensible that this court should deal with those points.
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| 19. |
In
doing so we are assisted by the fact that the District Judge has provided us
with comments on the appellant's skeleton argument. The District Judge was not
sure of the propriety of his so doing and he enquired of the court whether this
was an appropriate procedure for him to adopt. It will be appreciated that the
District Judge is not represented before this court. There must be many
situations where he is aware of matters which he anticipates that the court
would not want to be in ignorance of in deciding an appeal of this court. In
those circumstances it is appropriate and desirable that the District Judge
should provide the court with his comments in a purely factual manner. But at
the same time he should provide copies to the other parties involved. This is
particularly important in this case because unfortunately the electronic
recording in the County Court was not operating effectively when the matter was
heard.
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| 20. |
The
first point taken by Miss Johnston on the appeal is that the wrong form was
used in securing the attendance of the appellant before the District Judge.
This point, in my judgment, is misconceived. Miss Johnston thought that the
form which would be appropriate in County Court proceedings for contempt should
have been used, which is N78, but in my view the more appropriate form is N90.
Therefore, the form which was used contained all the information Mr King
required to know and there is nothing in that point.
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| 21. |
The
next matter contended for by Miss Johnston is that the District Judge failed to
adjourn the hearing so that the appellant could secure the attendance of three
witnesses. If this point stood alone, I would not regard anything that had
happened to be open to criticism. The appellant is undoubtedly extremely
truculent. He made it clear that he did not want any help. His view was that
he had not done anything wrong and that he did not need witnesses or
representation. The attitude of the appellant in general was to object
vehemently to any action by the court which was designed to extract from him
the money which it was contended was due from him.
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| 22. |
However,
because of the nature of Section 14 of the County Court Act, the court has a
specific power to grant legal aid under Section 29(Bailii) of the Legal Aid Act 1988(Bailii).
The side note to that section reads:
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"Representation
in Contempt Proceedings
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This section applies to any proceedings where a person is liable to be
committed or fined-
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....
| | (b) |
by a county court under section 14(Bailii)....of the County Courts Act 1984Acts
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....
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and
in this Act ´proceedings for contempt´ means so much of any
proceedings as relates to dealing with a person as mentioned in paragraph
1(b)....above."
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| 23. |
Subsection
(2) provides:
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"In
any proceedings for contempt against a person the court may order that he be
granted representation under this section for the purposes of the proceedings
if it appears to the court to be desirable to do so in the interests of justice."
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| 24. |
It
may be that the District Judge was not aware of the provisions of Section 29,
which would be understandable because it is of very limited application. The
provisions it contains are extremely important in cases of this nature. It
allows legal aid, unusually, to be granted by a civil court without any
examination of means.
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| 25. |
Putting
it at its lowest, the appellant should have been informed by the District
Judge, and I am sure would have been if the District Judge had been aware of
Section 29, of his entitlement to legal aid. If he had known that this was a
situation where he could get free advice, then his attitude to representation
might have been very different. It was desirable that he should be so
represented because the assault involving the backing of the car was not a
straight-forward assault, it was an assault where the appellant says he had not
committed the offence because he was not aware that the bailiff was in his way
when he was backing the car. This involved considering the state of mind of
the appellant and it was a situation where legal advice and representation for
the appellant was very important.
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| 26. |
In
addition, as was pointed out by my Lords in the course of argument, a truculent
person, such as the appellant, will often benefit from legal advice over and
above the benefit which is normally obtained because it would include advice as
to the inappropriateness of the conduct with which he was involved. This was a
case where, if the offences were found proved, it was almost inevitable that
the appellant would be sent to prison. In my view the judge was under an
obligation to carefully explain the position to the appellant.
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| 27. |
The
appellant having been committed, the court used form 91. Miss Johnston
says that this is the wrong form. The description of the form, which is
important because it is a prescribed form and therefore has to be considered in
the light of the language of the County Court Forms Rules 1982, is "Order of
Commitment and/or Imposing a Fine for Assaulting an Officer of the Court or
Rescuing Goods". However it then refers to Order 34 rule 1(2). Order 34 rule
1(2) is a rule which no longer exists. It is quite clear that the rules were
changed subsequent to the form being prepared and there was inserted Order 34
rule 1A which said that:
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"Rule 1(5)
of Order 29 should apply, with the necessary modifications where an order is
made under section 14.... of the Act committing a person to prison."
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| 28. |
Order
29 deals with the enforcement of a judgment, ie civil contempt. Order 29 rule
1(5) provides:
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"If
a committal order is made, the order shall be for the issue of a warrant of
committal and, unless the judge otherwise orders-
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| (a) |
a copy of the order shall be served on the person to be committed either before
or at the time of the execution of the warrant; of
| | (b) |
where the warrant has been signed by the judge, the order for issue of the
warrant may be served on the person to be committed at any time within 36 hours
after the execution of the warrant."
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| 29. |
When
Order 29 directly applies, the appropriate prescribed form is order N79. This
contains a statement that the contemnor can apply to the court or judge to
purge his contempt and ask for his release. Form N91 contains no such
statement. Miss Johnston says that in those circumstances effect should be
given to the provisions of Order 29 rule 1(5) by using the more detailed form
N79.
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| 30. |
However,
while I recognise that argument is not entirely without merit, in my view it
cannot stand having regard to the heading of the respective forms.
Notwithstanding the obsolete reference to Order 34 rule 1(2) in form N91, that
is the appropriate form. It would be helpful if it was to be amended so that
it made reference to the right of someone committed to prison under Section
14(2) to apply for his or her discharge. That matter might in due course be
considered by those responsible for these forms.
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| 31. |
The
desirability of the form being amended is demonstrated by the facts of this
case, albeit that the form, even in its amended form, was never served on the
appellant as it should be under the provisions of Order 29 rule 1(5) which
apply. I say that because when it was attempted to make the application in
this case on behalf of the appellant, after lawyers had been instructed to
obtain his discharge, the court contended that there was no such power to
apply, although they were no doubt influenced in saying this by the fact that
the words "purging contempt" were used, which are not strictly appropriate in
relation to an application under Order 14(2). However, that did not
happen. So far as the appellant is concerned, because of the conduct of the
court the appellant was deprived of his right to apply to the judge. We do not
know what attitude the judge would have adopted if there had been an
application to him for discharge. This is, therefore, another unfortunate
feature of this case.
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| 32. |
The
question which rises is what should be done in the circumstances to which I
have made reference? The conclusion to which I have arrived is that the
failure to inform the appellant of his rights to legal aid in this situation
was not a mere technicality, it was a matter of real substance. Therefore,
although the appellant may be fortunate, he is entitled to have the committal
orders which were made against him discharged. Mr Keith thought it right to
draw this court's attention to the fact that we could order a re-hearing of the
matter. As the appellant has already served the majority of the six months'
imprisonment imposed on him, I am quite satisfied that that would not be the
right course and I confine myself to ordering his discharge.
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| 33. |
LORD JUSTICE MILLETT: I have had more doubt whether this court has jurisdiction to
entertain an appeal under Section 13 of the Administration of Justice Act 1960Acts.
When that section was enacted, the order of the County Court referred to in
Section 13(2)(b) must have been an order of the County Court Judge. It
did not include orders of the District Judge because before l990 the District
Judge had no jurisdiction to commit for contempt. Now that District Judges
have been given power to commit for contempt with a right of appeal to a County
Court Judge, consideration needs to be given to the question whether it is
desirable that defendants should also have a concurrent right of appeal direct
from the District Judge to this court; a right which he does not possess in
cases to which Section 13 does not apply.
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| 34. |
I
have entertained some doubt as to whether the extension of the powers of a
District Judge has had that effect but I am not prepared to dissent from my
Lord's views. In all other respects, I am in full agreement with everything my
Lord has said, including his observations in respect of the possible amendment
to form N91 and his order that the defendant should be immediately discharged.
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| 35. |
LORD
JUSTICE POTTER : I agree.
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Order:
Application allowed. Legal Aid Taxation.
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