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SECTION I
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| 1.1 |
This Section of this Practice Direction applies to
arbitration claims to which Section I of Part 62 applies. |
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| 1.3 |
Where a rule provides for a document to be sent, it may
be sent –
|
| | (2)
| through a document exchange; or |
|
| | (3)
| by fax, electronic mail or other means of
electronic communication. |
|

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62.3 – Starting the claim
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| 2.1 |
An arbitration claim under the 1996 Act (other than
under section 9) must be started in accordance with the High Court and County
Courts (Allocation of Arbitration Proceedings) Order 1996 by the issue of an
arbitration claim form. |
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| 2.2 |
An arbitration claim form must be substantially in the
form set out in Appendix A to this practice direction. |
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| 2.3 |
Subject to paragraph 2.1, an arbitration claim form – |
| | (1)
| may be issued at the courts set out in column 1 of
the table below and will be entered in the list set out against that court in
column 2; |
|
| | (2)
| relating to a landlord and tenant or partnership
dispute must be issued in the Chancery Division of the High Court. |
| Court |
List |
| Admiralty and Commercial Registry at the Royal
Courts of Justice, London |
Commercial list |
| Technology and Construction Court Registry, St.
Dunstan's House, London |
TCC list |
| District Registry of the High Court (where
mercantile court established) |
Mercantile list |
| District Registry of the High Court (where
arbitration claim form marked ‘Technology and Construction Court’
in top right hand corner) |
TCC list |
|
|
|
|
| Para 2.3 replaced w/e 1 April 2003. |
2.3A |
An arbitration claim form must, in the case of an
appeal, or application for permission to appeal, from a judge-arbitrator, be
issued in the Civil Division of the Court of Appeal. The judge hearing the
application may adjourn the matter for oral argument before two judges of that
court. |
| Para 2.3A of PD62 inserted w/e from 1 October 2005. |
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62.4 – Arbitration claim form
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Service
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| 3.1 | The court may exercise its powers under rule 6.15 to permit service of an arbitration
claim form at the address of a party’s solicitor or representative acting
for that party
in the arbitration. |
|
| Text substituted in paragraph 3.1 w/e from 1 October 2008. |
3.2 | Where the arbitration claim form is served by the
claimant he must file a certificate of service within 7 days of service of the
arbitration claim form. (Rule 6.17 specifies what a certificate of service
must show). |
| Text substituted in parenthesis below paragraph 3.2 w/e from 1 October 2008. |
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Acknowledgment of service or making representations by
arbitrator or ACAS
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| 4.1 |
Where –
|
| | (2)
| ACAS (in a claim under the 1996 Act as applied
with modifications by the ACAS Arbitration Scheme (England and Wales) Order
2001) |
is sent a copy of an arbitration claim form (including
an arbitration claim form sent under rule 62.6(2)), that arbitrator or ACAS (as
the case may be) may – |
| | (a)
| apply to be made a defendant; or |
|
| | (b)
| make representations to the court under
paragraph 4.3. |
|
|
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| 4.2 |
An application under paragraph 4.1(2)(a) to be made a
defendant – |
| | (1)
| must be served on the claimant; but |
|
| | (2)
| need not be served on any other party. |
|
|
| 4.3 |
An arbitrator or ACAS may make representations by
filing written evidence or in writing to the court. |
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Supply of documents from court records
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|
| 5.1 |
An arbitration claim form may only be inspected with
the permission of the court. |

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62.7 – Case management
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| 6.1 |
The following directions apply unless the court orders
otherwise. |
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| 6.2 |
A defendant who wishes to rely on evidence before the
court must file and serve his written evidence – |
| | (1)
| within 21 days after the date by which he was
required to acknowledge service; or, |
|
| | (2)
| where a defendant is not required to file an
acknowledgement of service, within 21 days after service of the arbitration
claim form. |
|
|
| 6.3 |
A claimant who wishes to rely on evidence in reply to
written evidence filed under paragraph 6.2 must file and serve his written
evidence within 7 days after service of the defendant's evidence. |
|
| 6.4 |
Agreed indexed and paginated bundles of all the
evidence and other documents to be used at the hearing must be prepared by the
claimant. |
|
| 6.5 |
Not later than 5 days before the hearing date estimates
for the length of the hearing must be filed together with a complete set of the
documents to be used. |
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| 6.6 |
Not later than 2 days before the hearing date the
claimant must file and serve – |
| | (1)
| a chronology of the relevant events
cross-referenced to the bundle of documents; |
|
| | (2)
| (where necessary) a list of the persons involved;
and |
|
| | (3)
| a skeleton argument which lists succinctly
–|
| | (a)
| the issues which arise for decision; |
|
| | (b)
| the grounds of relief (or opposing relief)
to be relied upon; |
|
| | (c)
| the submissions of fact to be made with the
references to the evidence; and |
|
| | (d)
| the submissions of law with references to
the relevant authorities. |
|
|
|
| 6.7 |
Not later than the day before the hearing date the
defendant must file and serve a skeleton argument which lists succinctly
– |
| | (1)
| the issues which arise for decision; |
|
| | (2)
| the grounds of relief (or opposing relief) to be
relied upon; |
|
| | (3)
| the submissions of fact to be made with the
references to the evidence; and |
|
| | (4)
| the submissions of law with references to the
relevant authorities. |
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Securing the attendance of witnesses
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| 7.1 |
A party to arbitral proceedings being conducted in
England or Wales who wishes to rely on section 43 of the 1996 Act to secure the
attendance of a witness must apply for a witness summons in accordance with
Part 34. |
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| 7.2 |
If the attendance of the witness is required within the
district of a district registry, the application may be made at that
registry. |
|
| 7.3 |
A witness summons will not be issued until the
applicant files written evidence showing that the application is made with
– |
| | (1)
| the permission of the tribunal; or |
|
| | (2)
| the agreement of the other parties. |
|
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Interim remedies
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|
| 8.1 |
An application for an interim remedy under section 44
of the 1996 Act must be made in an arbitration claim form. |
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Applications under sections 32 and 45 of the 1996 Act
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|
| 9.1 |
This paragraph applies to arbitration claims for the
determination of – |
| | (1)
| a question as to the substantive jurisdiction of
the arbitral tribunal under section 32 of the 1996 Act; and |
|
| | (2)
| a preliminary point of law under section 45 of
the 1996 Act. |
|
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| 9.2 |
Where an arbitration claim is made without the
agreement in writing of all the other parties to the arbitral proceedings but
with the permission of the arbitral tribunal, the written evidence or witness
statements filed by the parties must set out any evidence relied on by the
parties in support of their contention that the court should, or should not,
consider the claim. |
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| 9.3 |
As soon as practicable after the written evidence is
filed, the court will decide whether or not it should consider the claim and,
unless the court otherwise directs, will so decide without a hearing. |

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Decisions without a hearing
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| 10.1 |
Having regard to the overriding objective the court may
decide particular issues without a hearing. For example, as set out in
paragraph 9.3, the question whether the court is satisfied as to the matters
set out in section 32(2)(b) or section 45(2)(b) of the 1996 Act. |
|
| 10.2 |
The court will generally decide whether to extend the
time limit under section 70(3) of the 1996 Act without a hearing. Where the
court makes an order extending the time limit, the defendant must file his
written evidence within 21 days from service of the order. |
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62.9 – Variation of time
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| 11.1 |
An application for an order under rule 62.9(1) – |
| | (1)
| before the period of 28 days has expired, must be
made in a Part 23 application notice; and |
|
| | (2)
| after the period of 28 days has expired, must be
set out in a separately identified part in the arbitration claim form. |
|

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Applications for permission to appeal
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| 12.1 |
Where a party seeks permission to appeal to the court
on a question of law arising out of an arbitration award, the arbitration claim
form must – |
| | (1)
| identify the question of law; and |
on which the party alleges that permission should be
given. |
|
| 12.2 |
The written evidence in support of the application must
set out any evidence relied on by the party for the purpose of satisfying the
court – |
| | (1)
| of the matters referred to in section 69(3) of
the 1996 Act; and |
|
| | (2)
| that permission should be given. |
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| 12.3 |
The written evidence filed by the respondent to the
application must – |
| | (1)
| state the grounds on which the respondent opposes
the grant of permission; |
|
| | (2)
| set out any evidence relied on by him relating to
the matters mentioned in section 69(3) of the 1996 Act; and |
|
| | (3)
| specify whether the respondent wishes to contend
that the award should be upheld for reasons not expressed (or not fully
expressed) in the award and, if so, state those reasons. |
|
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| 12.4 |
The court will normally determine applications for
permission to appeal without an oral hearing. |
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| Para 12.4 inserted w/e 1 April 2003. |
12.5 |
Where the court refuses an application for permission
to appeal without an oral hearing, it must provide brief reasons. |
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| Para 12.5 inserted w/e 1 April 2003. |
12.6 |
Where the court considers that an oral hearing is
required, it may give such further directions as are necessary. |
| Para 12.6 inserted w/e 1 April 2003. |
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SECTION II
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|
| 13.1 |
This Section of this Practice Direction applies to
arbitration claims to which Section II of Part 62 applies. |
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62.13 – Starting the claim
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|
| 14.1 |
An arbitration claim must be started in the Commercial
Court and, where required to be heard by a judge, be heard by a judge of that
court unless he otherwise directs. |
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SECTION III
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|
| 15.1 |
This Section of this Practice Direction applies to
enforcement proceedings to which Section III of Part 62 applies. |
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62.21 – Registration of awards under the Arbitration
(International Investment Disputes) Act 1966
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|
| 16.1 |
Awards ordered to be registered under the 1966 Act and
particulars will be entered in the Register kept for that purpose at the
Admiralty and Commercial Registry. |